Since the creation of the Securities and Exchange Commission in 1934, there has been a growing body of laws designed to protect the interests of investors and the general public. CCH has been there from the beginning, providing reports about the new laws and regulations and authoritative guidance for compliance.

Today, you’ll find this indispensable information in formats designed to save you time—Internet, CD-ROM and loose-leaf volumes.

To view a description of the CCH securities-related publications, select an area of interest:

For the latest securities news and cases go to http://business.cch.com/updates/securities.


Product Spotlight

Commodity Exchange Act: Regulations & Forms, 2011 Edition

Commodity Exchange Act: Regulations & Forms, 2011 Edition

Contains the full text of the Commodity Exchange Act and all amendments as of August 1, 2011, including amendments made by the Dodd-Frank Wall Street Reform and Consumer Protection Act.

This book also reproduces the rules, regulations and forms of the Commodity Futures Trading Commission through August 1, 2011. The source material is compiled from the CCH Commodity Futures Law Reporter.

More Info...

   

Federal Securities QuickCharts - Dodd-Frank Act

Provides in chart form an overall comprehensive and timely view of the new legislation that is the Dodd-Frank Wall Street Reform and Consumer Protection Act. The user can quickly create the Charts needed to quickly understand and monitor this legislation in order to ensure that their company and/or their clients are taking the necessary steps to be in compliance with the new requirements. The QuickCharts allow the user to distill the over 1,600 pages of material into easy-to-understand and easy-to-view charts based on a particular topic of interest.

More Info...

2012 SEC Handbook

2012 SEC Handbook: Rules and Forms for Financial Statements and Related Disclosure, 22nd Edition

Reproduces the latest requirements, as of November 2011, for preparing financial statements and related disclosure documents filed with the SEC. The SEC Handbook is a portable, affordable and current resource with the latest SEC rules, forms, interpretations and other materials specifically related to preparing financial statements and other SEC disclosure documents.

More Info...

  SEC Compliance & Disclosure Interpretations, Second Edition

SEC Compliance & Disclosure Interpretations, Second Edition

This publication is a collection of "compliance & disclosure interpretations," previously known as "telephone interpretations," issued by the SEC's Division of Corporation Finance regarding the statutes, regulations and forms that it administers. Organized by topic and act, the manual provides helpful guidance on how the staff might proceed under various regulatory scenarios.

More Info...

Responsibilities of Corporate Officers

Responsibilities of Corporate Officers and Directors Under Federal Securities Law, 2011-2012 Edition

Corporate officers and directors, facing unprecedented public and legal scrutiny, need clear guidance now more than ever. Wolters Kluwer Law & Business has the solution: the 2011-2012 Edition of Responsibilities of Corporate Officers and Directors under Federal Securities Law. This important resource alerts board members and management to their personal duties and liabilities under the federal securities laws. From the vast body of federal laws, SEC rules, and court decisions concerning securities offerings and transactions, those of particular interest to corporate officers and directors as individuals are discussed here.

 

More Info...

 

  book cover

Dodd-Frank Wall Street Reform and Consumer Protection Act: Law, Explanation and Analysis

Written by the CCH editorial staff of banking and securities attorneys, the 1,600-plus page book explains every provision of this complex legislation, providing over 600 pages of the analysis you need to understand the impact of this historic legislation. Commentary includes discussion of the relevant legislative history, including committee reports and floor remarks, detailed citations to new and amended law sections, and editorial comments and caution notes.

More Info...